A depiction of the 1930s and early 1940s Harvard Pareto circle according to American sociologist Barbara Heyl, centered around the 1890s to 1910s work of Vilfredo Pareto, intermixed or rather upgraded with the "systems" based chemical thermodynamics equilibrium model work of Willard Gibbs, via the lead of American physical chemistry trained physiologist Lawrence Henderson. [1] |
“Pareto’s influence had reached Harvard through a strange accident: Professor L.J. Henderson, who may be remembered longer for his Fitness of the Environment than for his pioneering work in the chemistry of blood, had ulcers. In the middle or late twenties he was recovering from an attack in a hospital in his beloved Paris [see: genius hiatus effect], when his friend William Wheeler, the entomologist, brought him a copy of Pareto’s Traite. Henderson read it with complete absorption during the rest of his stay in the hospital and on the voyage back to America, and he returned to Cambridge a dedicated convert. He was then director of the Fatigue Laboratory at Harvard Business School, which was already involved in projects very close to sociology and social anthropology, and he organized a series of seminars on Pareto.
One of the friends with whom Henderson talked about Pareto was Bernard DeVoto, who was then teaching at Harvard. DeVoto had a young tutee of the class of 32 named George Homans. He told George that he should read Pareto, and George did—‘at least the first volume’ at that time, as he later reported. DeVoto [then] introduced George to Henderson, and because George had read Pareto, Henderson asked him to help in his seminar. And that was how George spent his first year out of Harvard—as an assistant to L.J. Henderson without pay.”
“The roster of men who came under Lawrence Henderson’s influence, whether as student, colleague, or friend, is long and distinguished. Among the Harvard faculty during the 1930s Henderson’s views measurably affected Wallace Donham, Elton Mayo, Fritz Roethlisberger of the Harvard School of Business Administration; the historian Crane Brinton; and the historian and essayist Bernard DeVoto. The poet Conrad Aiken, the businessman Chester I. Barnard, author of the classic organizational study The Functions of Executive, and the lawyer and legal historian Charles Curtis, Jr. also acknowledged and intellectual debt to Henderson. George Homans and Talcott Parsons, both sociologists, and Eliot D. Chapple and Conrad Arensberg, anthropologists, absorbed some basic Hendersonian tenets.”
Harvard Paretians (Hendersonians) | ||
1. | Lawrence Henderson | Physical chemist |
2. | Talcott Parsons | Sociologist |
3. | Joseph Schumpeter | Economist |
4. | Charles Curtis | Legal historian |
5. | George Homans | Sociologist |
6. | Bernard DeVoto | Historian |
7. | Wallace Donham | Business scholar |
8. | Crane Brinton | Historian |
9. | Pitirim Sorokin | Sociologist |
10. | Bernard Barber | Sociologist |
11. | Elton Mayo | Industrial psychologist |
12. | Fritz Roethlisberger | Business scholar |
13. | Conrad Aiken | Poet |
14. | Chester I. Barnard | Businessman |
15. | Eliot D. Chapple | Anthropologist |
16. | Conrad Arensberg | Anthropologist |
17. | Robert Merton | Sociologist |
18. | Thomas Kuhn | Paradigm scholar |
19. | C. Wright Mills | Sociologist |
20. | Henry Murray | Psychologist |
21. | Clyde Kluckhohn | Social anthropologist |
22. | William Wheeler | Entomologist |
23 | Edwin Wilson | Polymath |
24. | Paul Samuelson | Economist |
25. | James Miller | Psychologist |
“Harvard’s Pareto Circle, which was convened from 1932 to 1942, spawned a theory of revolution that stressed, true to the original Latin, a ‘turning back’, a restoration of natural order. The circle’s convener was the practicing biochemist, certified physician, and amateur sociologist Lawrence Henderson. Among the circle’s members were the future luminaries of sociology as Talcott Parsons, George Homans, and Robert Merton, as well as intellectual historian Crane Brinton, and occasionally Joseph Schumpeter, who had taken up a professorship at Harvard in 1932. The official charge of Henderson’s group was to discuss the ideas of the Italian founder of modern sociology, the political economist Vilfredo Pareto, and independently wealthy scholar of encyclopedia ambitions and Machiavellian dispositions.”
“The Harvard ‘Pareto circle’ occupies a peculiar position in the history of modern social thought. On the one hand, the band of Harvard University students and faculty members that embraced Pareto’s Trattato di Sociologia Generale for a relatively brief moment in the 1930s is frequently identified as the source of several, usually conservative, traditions of inquiry in the American social sciences. The origins of structural-functional sociology, organization theory, industrial psychology, and the history and sociology of science have been traced to the Pareto vogue in Depression-era Cambridge.
On the other hand, however, the historical footprint of the circle is by all accounts slight. Even those who credit the Harvard Paretians with considerable feats of ideological innovation point only to desultory examples of their activities in the precincts of Harvard Yard: a seminar here, a letter there. As a consequence, much of the scholarly literature on the Pareto circle concerns itself with tracing lines of influence through a relatively narrow set of published texts. The clinching move of such studies is usually the demonstration that this or that seminal figure—Talcott Parsons, say, or Thomas Kuhn—has deployed a particular concept from the Paretian armoury: “system,” “equilibrium,” “the circulation of elites,” and so on.”
“The physiologists have found that work can continue to be performed only in a ‘steady state’, only for so long as an inner equilibrium is maintained between a large number of mutually dependent variables.”
“Every institution, political or otherwise, must necessarily work out an equilibrium, if it is to survive.”
“Human history is a record of continual change in the adjustments of people and of institutions, of continuous shiftings of states of equilibrium.”
“Equilibria is the empirically observed pattern constancies of a boundary-maintaining system.”
“The denial of [equilibrium’s] legitimacy in the conceptual armory of social science is at the least, in my perhaps not very humble opinion, symptomatic of the denial that social science itself is legitimate, or realistically possible.”
“Not every state of a social system is a state of equilibrium, nor does every social system ‘seek’ equilibrium.”
“Equilibrium is not a state toward which all creation moves.”
vs. | → | |||
Karl Marx (1818-1883) | Vilfredo Pareto (1848-1923) | Max Weber (1864-1920) | ||
In the 1930s, "Marxism" or equal workers in a one level workers state theory was in vogue at Harvard. The alternative, emerging in 1932, was "Paretism" or unequal workers (work based on individual level of agitation) in spinning social pyramid theory. [18] The two theories frequently collided in debate at Harvard in the period 1932 to about 1942, after which Paretism fell off in place of a growing attachment to the theories of Max Weber. |
“As a Republican Bostonian who had not rejected his comparatively wealthy family, I felt during the thirties that I was under personal attack, above all from the Marxists. I was ready to believe Pareto because he provided me with defense.”
“At Harvard in the thirties there was certainly, led by Henderson, what the then Communists or fellow-travelling or even just mild American style liberals in the University used to call ‘the Pareto cult.’ The favorite smear phrase for Pareto was ‘Karl Marx of the bourgeoisie.’ The Pareto cult was never one that influenced a majority of the faculty, but it had fairly wide repercussions.”Heyl summarizes that the Marxists and Paretans frequently confronted one another at Harvard in the thirties, and that many tended to embrace Pareto’s ideas, if not in reaction to the prevailing Marxist notions on campus, as a useful defense in debate against them. The zeal of Henderson-Pareto model, however, for some reason, lost fuel during the course of WWII (1939-45), after which a switch to focus on a Max Weber (in place of Pareto) based sociology occurred as the alternative to Marxism. [15]
“Most of the neglect of Pareto stems from the scientific limitations of subsequent generations of sociologist rather than from his irrelevance to their interests.”
Mechanistic | vs. | Anti-Mechanistic |
Lawrence Henderson (1878-1942) | Pitirim Sorokin (1889-1968) | |
Russian-born American sociologist Pitirim Sorokin, with his anti-social mechanism position, was the sole arguer, in opposition to American physical chemist Lawrence Henderson, and his Pareto-based physicochemical mechanics model of society. |
“The seminar met for a couple of hours late in the afternoon for the better part of the academic year in, I think the junior Common Room of the Winthrop House. Henderson worked slowly through the Traite, providing his exegesis of selected passages. After each of these he would ask for questions. If there were none, he would go on. Except from Sorokin, I do not remember there was much argument. Toward the end of the first year of the seminar Charlie Curtis approached me and suggested that we collaborate in writing an introduction to Pareto’s sociology for American readers.”
“Equilibrium appears to me inadequate and represents a liability rather than an asset in the social sciences, and for this reason, should be dropped rather than used in these disciplines. We must cut short this imitation of the physico-chemical, and even in part biological, sciences, we must acquire the autonomy to speak a language which is not distorted by borrowings from the other natural sciences.”
Edwin Wilson (1879-1964) | Joseph Schumpeter (1883-1950) | Paul Samuelson (1915-2009) | |||
In the 1930s, at Harvard, American polymath Edwin Wilson taught a physical chemistry based economics course, the nature of which he discussed via letter exchanges with Joseph Schumpeter, the product of which was American economist Paul Samuelson, to took these ideas to heart, in the writing of his economics theories. |
“I should not attempt to teach economics but simply mathematical economics, which in many respects is a different thing. I couldn’t teach the steam engine, but I have taught thermodynamics and the analogy is about the same.”
“I perfectly agree with those who object to the practice of some economists, simply to copy out what they believe is an economic argument from textbooks of pure or theoretical mechanics or physics, and I hope you will not interpret what I am to say in the sense of that practice … We must not copy out actual arguments but we can learn from physics how to build up an exact argument. Most important of all is the consideration that there are obviously a set of concepts and procedures which, although belonging not to the field of pure mathematics but to the field of more or less applied mathematics, one of so general a character as to be applicable to an indefinite number of different fields. The concepts of potential, or friction or inertia are of that kind.”
“Schumpeter has suggested that it would be particularly well for me to give as I gave last time a general theory of equilibrium such as this is understood by physical chemists including the phase systems of Willard Gibbs. Most of our equilibrium theory in economics really has for its background the notions of equilibrium which arise in mechanics. Although Pareto was certainly quite familiar with the types of equilibrium which arise in physical chemistry and are necessary in fact for the study of the steam engine he doesn’t use this line of though in economics.”
“It has always seemed to me that the analogies used by people in the social sciences which were drawn from physics were limited to mechanics. In the early days physical chemistry was treated on the analogy to mechanics and the treatment was most often awkward and ignored some of the most striking phenomena. It was only with the slow infiltration of Gibbs’ notion about the phases into the general teach about physical chemistry that physical chemists came to extend equilibria and quasi-equilibria on a broader basis than they could be understood form mechanical analogies. I am inclined to believe that sometime in the discussion of social phenomena it [may be] necessary to have some concepts even more general than that of the phase system.”
“Moreover, general as the treatment is I think that there is the possibility that it is not so general in some respects as Willard Gibbs would have desired. [In] discussing equilibrium and displacements from one position of equilibrium to another position [Gibbs] laid great stress on the fact that one had to remain within the limits of stability. Now if one wishes to postulate the derivatives including the second derivatives in an absolutely definite quadratic form one doesn’t need to talk about the limits of stability because the definiteness of the quadratic form means that one has stability. I wonder whether you can’t make it clearer or can’t come nearer following the general line of ideas [that] Gibbs has given in his Equilibrium of Heterogeneous Substances, equation 133.”
The so-called "Gibbs circle in economics", with Irving Fisher at the epicenter, flanked above right by Lawrence Henderson, and clockwise: Jan Tinbergen, Tjalling Koopmans, Lawrence Klein, Paul Samuelson, and Edwin Wilson, all Gibbsian proselytes, according to Samuelson (1989), in that each built their economics models on or via influence of the thermodynamics work of Willard Gibbs. [13] |
“My title could just as aptly have been: ‘The Gibbs Circle in Economics’. It would of course have begun in New Haven with Irving Fisher at its epicenter. Edwin Wilson, Gibbs’ last protégé, transported his tradition to MIT and Harvard. Lawrence Henderson, Harvard physiologist turned philosopher and zealot for Pareto’s sociology, was not quite an economist but he did proselytized for Gibbsian equilibrium in blood and elites. Wilson was my master, first among equals. Through his lineage I could claim Gibbs as my grandfather; and when my first PhD student Lawrence Klein came to generalize the Le Chatelier’s principle to quadratic forms of statistical variances, this Nobelist could claim rights to the apostolic succession.”
“Pareto’s Trattato di Sociologia Generale [Treatise on General Sociology] is the hardest boiled book I have ever read. Three times, since I passed my puberty, has my mind been made over. Once by a nexus of which Henry Adams was the center, once by a matrix of which Frazer burned brightest, and once by a long study of genetics and evolution. Pareto is doing the job a fourth time, and far more vitally than any others.”— Bernard DeVoto (1928) [3]
“The circle is completed, and virtually unbroken: Gibbs to Wilson, Gibbs to Henderson, Poincare to Birkhoff, Pareto to Henderson, energetics to Lotka to Wilson—roll them all together in the Harvard of the 1930s, add one young scientifically open-minded Samuelson eager to please his senior fellows, simmer in the Society of Fellows, and the Foundations emerges, contingent as it must be on its contents.”— Roy Weintraub (1991), On Wilson in respect to the Harvard Pareto circle [6]
“It appears that Homans early involvement with Pareto and the locally influenced ‘Pareto Circle’—along with his own talent and hard work—were the keys to his successful rise at Harvard. Shocking as it may now seem, in 1945 key decision makers felt that Homans’ Pareto-influenced scholarship in English Villagers demonstrated that he was clearly superior over other candidates [e.g. Samuel Stouffer and Robert Merton] for permanency.”See also— Lawrence Nichols (2006). “The Rise of Homans at Harvard: Pareto and the English Villagers” [4]